Dodd-Frank

NT Lakis Lawyers File Comments With Securities and Exchange Commission in Support of Agency’s Proposed Changes To Tighten Dodd-Frank Whistleblower Regulations

NT Lakis lawyers have filed written comments with the federal Securities and Exchange Commission (SEC) in support of changes the

By |2018-09-28T16:01:01-05:009/28/2018|Categories: Whistleblowing and Retaliation|Tags: , |Comments Off on NT Lakis Lawyers File Comments With Securities and Exchange Commission in Support of Agency’s Proposed Changes To Tighten Dodd-Frank Whistleblower Regulations

SEC Proposing Changes to Dodd-Frank Whistleblower/Bounty Hunter Regulations To Conform to Recent Supreme Court Ruling

The federal Securities and Exchange Commission (SEC) has proposed changes to its regulations implementing the agency’s whistleblower anti-retaliation and bounty

By |2018-08-05T22:16:07-05:008/5/2018|Categories: Whistleblowing and Retaliation|Tags: , |Comments Off on SEC Proposing Changes to Dodd-Frank Whistleblower/Bounty Hunter Regulations To Conform to Recent Supreme Court Ruling

Agreeing With Arguments in Brief Filed by NT Lakis Lawyers, Unanimous Supreme Court Rules That Dodd-Frank Whistleblower Retaliation Coverage Is Conditional on Employee Filing Complaint With the SEC

The U.S. Supreme Court has ruled unanimously that employees who “blow the whistle” on suspected securities law violations cannot sue

By |2018-03-02T14:55:56-05:003/2/2018|Categories: Whistleblowing and Retaliation|Tags: , , , |Comments Off on Agreeing With Arguments in Brief Filed by NT Lakis Lawyers, Unanimous Supreme Court Rules That Dodd-Frank Whistleblower Retaliation Coverage Is Conditional on Employee Filing Complaint With the SEC

NT Lakis Lawyers’ Brief to Supreme Court Urges Reversal of Problematic Dodd-Frank Whistleblower Anti-Retaliation Ruling

NT Lakis lawyers have filed a friend-of-the-court brief with the U.S. Supreme Court in an important case regarding the scope

By |2017-09-16T13:04:56-05:009/16/2017|Categories: Whistleblowing and Retaliation|Tags: , , , |Comments Off on NT Lakis Lawyers’ Brief to Supreme Court Urges Reversal of Problematic Dodd-Frank Whistleblower Anti-Retaliation Ruling

Ninth Circuit Rules That Dodd-Frank Law Protects Whistleblowers’ Internal Complaints, Deepening Split on Issue Among Federal Courts

The U.S. Court of Appeals for the Ninth Circuit ruled recently that whistleblower retaliation protections included in the 2010 federal

By |2017-04-14T12:20:36-05:004/14/2017|Categories: Whistleblowing and Retaliation|Tags: , , , |Comments Off on Ninth Circuit Rules That Dodd-Frank Law Protects Whistleblowers’ Internal Complaints, Deepening Split on Issue Among Federal Courts

Ninth Circuit Rules That Allegations of OFCCP Noncompliance Do Not Support Whistleblower Retaliation Claim

The U.S. Court of Appeals for the Ninth Circuit has ruled that an individual’s complaints that her employer failed to

By |2017-03-17T16:21:20-05:003/17/2017|Categories: Affirmative Action and Diversity, Whistleblowing and Retaliation|Tags: , , , , |Comments Off on Ninth Circuit Rules That Allegations of OFCCP Noncompliance Do Not Support Whistleblower Retaliation Claim

SEC Goes After Company For Using Release Language That Allegedly Deprived Employees of Their Right To Claim Dodd-Frank Bounty Hunter Awards

The Securities and Exchange Commission (SEC), the federal agency that has primary responsibility for enforcing the 2010 Dodd-Frank financial reform

By |2016-08-26T15:20:15-05:008/26/2016|Categories: Agency Enforcement, Whistleblowing and Retaliation|Tags: , , , , , |Comments Off on SEC Goes After Company For Using Release Language That Allegedly Deprived Employees of Their Right To Claim Dodd-Frank Bounty Hunter Awards

NT Lakis Lawyers Create “Federal Compliance Initiative Scorecard” Summarizing Major Employment-Related Actions Undertaken During the Obama Administration

In light of the very active employment-related regulatory and policy agenda that has been pursued by federal enforcement agencies during

SECOND CIRCUIT RULES THAT DODD-FRANK WHISTLEBLOWER RETALIATION PROTECTION EXTENDS TO INTERNAL COMPLAINTS

A divided three-judge panel of the Second Circuit ruled recently that the whistleblower retaliation provisions of the 2010 Dodd-Frank financial

By |2015-10-16T00:00:00-05:0010/16/2015|Categories: Agency Enforcement, Whistleblowing and Retaliation|Tags: , , , |Comments Off on SECOND CIRCUIT RULES THAT DODD-FRANK WHISTLEBLOWER RETALIATION PROTECTION EXTENDS TO INTERNAL COMPLAINTS